崗位職責:
1.Review, investigate and escalate alerts generated by the Surveillance system. This system is designed to identify breaches of internal policies surrounding Information Boundaries or individual behavior that may signify potential risk to company and / or its clients’, in particular that of Market Abuse risks.
2.Undertaking daily, weekly and monthly monitoring tests to ensure that the risks within the Surveillance RC monitoring plan are mitigated.
3.Identify improvements and assist in the on-going development of systems to improve the efficiency of monitoring.
4.Assist with the User Acceptance Testing (UAT) of newly developed monitoring tests.
5.Production of accurate and in-depth Management Information (MI).
6.Foster a close relationship with the various teams, both on and off-shore.
7.Maintain HSBC internal control standards, including the timely implementation of internal and external audit points together with any issues raised by external regulators.
任職要求:
1.Strong interpersonal skills and experience of working effectively within a small team.
2.Knowledge of financial markets and in particular, financial market regulation.
3.Experience in Trade or E/Voice-Surveillance monitoring / oversight or related environment is preferable.
4.Knowledge of the surveillance tool is preferable.
5.Ability to understand trade and electronic/Voice communications and analyse these for the detection of potential Market Abuse.
6.Ability to work under pressure and within tight time-lines. Excellent time management and prioritisation of work tasks.
7.Ability to handle escalated issues and take these forward with Senior Management.
8.Fluent Korean speaking, listening, writing and reading.
福利待遇
- 具競爭力的薪酬:基本工資+績效獎金+輪班補貼+早晚班交通津貼;
- 健全福利保障:五險一金+補充性商業(yè)醫(yī)療保險+免費年度體檢;
- 暢享10+天假期:除享有國家法定節(jié)假日外,還擁有至少10天帶薪年假、12天帶薪病假、1天生日假、婚假、產(chǎn)檢假、產(chǎn)假以及陪產(chǎn)假、哺乳假等,助您達到工作生活的平衡;
- 彈性福利制度:年假可買賣,商業(yè)醫(yī)療保險套餐可升級,您還可申請旅游補貼、個人進修補助、運動健身補貼等,滿足個性化福利需求;
- 人性化工作環(huán)境:使用公司的員工餐廳、咖啡室、休息室、娛樂室等,進行勞逸結(jié)合;
- 多元化員工活動:運動會、團建、年會等精彩活動給您平臺,任您施展才華。
培訓與發(fā)展
- 廣闊的職業(yè)發(fā)展平臺:遍及全球的集團網(wǎng)絡(luò),提供擴展人脈及跨文化交流的機會,您還可申請不同國家及地區(qū)的長短期職位,不斷挑戰(zhàn)自我;
- 系統(tǒng)性人才培育及發(fā)展:配備職業(yè)導師,為您提供清晰的職業(yè)規(guī)劃指導,充分挖掘橫向及縱向的發(fā)展?jié)摿Γ?- 完善的專業(yè)培訓體系:入職即可享帶薪培訓,多元化的培訓機會,還有資源及教育援助,幫您逐步實現(xiàn)職業(yè)目標。